BILL ANALYSIS                                                                                                                                                                                                    



                                                                       



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          |SENATE RULES COMMITTEE            |                   SB 926|
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                                 THIRD READING


          Bill No:  SB 926
          Author:   Perata (D), et al
          Amended:  1/18/08
          Vote:     27 - Urgency

           
           SENATE JUDICIARY COMMITTEE  :  3-2, 1/15/08
          AYES:  Corbett, Kuehl, Steinberg
          NOES:  Harman, Ackerman

           SENATE BANKING, FINANCE, AND INS. COMMITTEE  :  7-3, 1/16/08
          AYES:  Machado, Correa, Florez, Lowenthal, Romero, Scott,  
            Wiggins
          NOES:  Runner, Cox, Margett
          NO VOTE RECORDED:  Hollingsworth

           SENATE APPROPRIATIONS COMMITTEE  :  Senate Rule 28.8


           SUBJECT  :    Mortgage foreclosure relief

           SOURCE  :     Author


           DIGEST  :    This bill enacts a comprehensive package of  
          foreclosure reforms designed to prevent unnecessary  
          residential foreclosures from further worsening the state  
          and local economy and housing markets.  Specifically, this  
          bill requires a notice to be sent to borrowers prior to any  
          projected change in mortgage payment, requires lenders to  
          contact borrowers to arrange an in-person meeting, and to  
          provide a list of HUD certified counselors to borrowers  
          before filing a Notice of Default on a residential property  
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          in default.

          This bill further requires tenants to receive notice at the  
          time a Notice of Default is filed on their rental property,  
          and requires that tenants receive 60 days notice prior to  
          eviction due to foreclosure.

          Finally, this bill provides that failure by a legal owner  
          to maintain a vacant foreclosed property, as defined, is a  
          nuisance subjecting the violator to civil fines and  
          penalties of up to $1,000 per day.

           ANALYSIS  :    Existing federal law, the National Bank Act  
          and the Home Owners' Loan Act and their implementing rules  
          and regulations regulate the lending activities of  
          nationally-chartered banks and thrifts, but generally allow  
          states to regulate the collection of debts through the  
          foreclosure process.

          Existing state law authorizes the Department of Financial  
          Institutions (DFI) to regulate state-licensed banks,  
          state-licensed credit unions, state-licensed trust  
          companies, state-licensed industrial loan companies,  
          state-licensed offices of foreign banks, issuers of  
          travelers checks and payment instruments (money orders),  
          and money transmitters.

          Existing state law regulates the non-judicial foreclosure  
          of properties pursuant to the power of sale contained  
          within a mortgage contract.  To commence the process,  
          existing state law requires the trustee, mortgagee, or  
          beneficiary to record a Notice of Default and allow three  
          months to lapse before setting a date for sale of the  
          property.

          This bill requires a mortgagee, trustee, servicer, or  
          beneficiary, prior to filing a Notice of Default, to  
          conduct an in-person meeting with the borrower to assess  
          their financial situation, provide the borrower with a list  
          of HUD-certified counselors in their area, and explore  
          options for the borrower to avoid foreclosure.  

          This bill specifies that any in-person meeting may instead,  
          at the option of the borrower, occur telephonically.  The  

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          bill provides that a mortgagee's, trustee's, servicer's, or  
          beneficiary's loss mitigation personnel may participate by  
          telephone at any in-person meeting required by the  
          provisions of this bill.

          The bill also sets forth procedures by which the borrower  
          will be contacted prior to those in-person meetings,  
          defined as "due diligence" on the part of the mortgagee,  
          trustee, servicer, or beneficiary, which requires and  
          includes preliminary contact by electronic mail, first  
          class mail, telephone, and certified mail, as specified.

          This bill requires the mortgagee, trustee, servicer, or  
          beneficiary to offer, where feasible, restructuring or  
          other options consistent with their authority to mitigate  
          losses.  For properties in which a Notice of Default has  
          been filed prior to the enactment of the bill, the above  
          requirements must be complied with prior to noticing the  
          sale of property.  For Notices of Default filed after  
          enactment, this bill requires a 30-day delay after the  
          in-person meeting before filing a Notice of Default, as  
          specified.

          This bill requires the entity, at the time of filing a  
          Notice of Default, to also mail a notice addressed to  
          "resident" that prominently states: "IMPORTANT: Foreclosure  
          process has begun on this property, which may affect your  
          ability to continue to live in this property.  You may wish  
          to contact a lawyer or your local legal aid or credit  
          counseling organization to discuss any rights you may  
          have."

          This bill requires, upon filing a Notice of Default, a  
          declaration that the party met with the borrower, or tried  
          with due diligence to contact the borrower for an in-person  
          meeting, and the terms of the existing loan and the offered  
          restructuring options.  Willful misstatement of a material  
          fact would subject the person to a civil penalty of up to  
          $10,000, enforceable by various public prosecutors.

          This bill requires communications and negotiations to occur  
          in the language in which the loan was originally  
          negotiated, unless the party did not originally negotiate  
          the loan and does not know the negotiation language, in  

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          which case a notice stating that the home may be subject to  
          foreclosure must be sent in English, Spanish, Chinese,  
          Tagalog, Vietnamese, or Korean (English plus the five  
          languages described in Civil Code Section 1632).

          This bill requires notice to be mailed to borrowers at 120,  
          90, and 45 days prior to any projected change in the  
          residential mortgage payment amount.  That notice will  
          include (1) the current interest rate, (2) projected  
          interest rate, (3) estimated payment and its difference  
          from the current payment, and (4) the state date of the  
          projected payment.  This bill requires the plain language  
          notice to be sent by first class mail, no higher than a  
          sixth grade reading level, and be provided in the language  
          in which the mortgage was negotiated, if known, or English  
          and the five Section 1632 languages.

          Existing law permits a party to a residential rental  
          agreement to terminate a periodic tenancy by giving a  
          30-day written notice, unless the tenant has resided in the  
          dwelling for one year or more, in which case a 60-day  
          notice is required, as specified.  Existing law provides  
          that tenants or subtenants in possession of a rental  
          housing unit that has been sold due to foreclosure shall be  
          given written notice to quit at least as long as the term  
          of the lease, not to exceed 30 days.

          This bill provides that tenants of rental housing units  
          sold due to foreclosure shall receive a 60-day notice to  
          quit before the tenant may be removed from the property.

          Existing law provides that anything that is injurious to  
          health, indecent or offensive to the senses, obstructs the  
          free use of property, or unlawfully obstructs free passage  
          is a nuisance.

          This bill provides that failure to maintain a foreclosed  
          property shall constitute a nuisance and that violators  
          shall be subject to civil fines and penalties of up to  
          $1,000 per day.  "Failure to maintain" includes failure to  
          adequately care for the property, including, but not  
          limited to, permitting excessive foliage growth that  
          diminishes the value of surrounding properties, allowing  
          trespassers, and permitting growth of mosquito larva in  

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          standing water.

          This bill provides that these fines and penalties shall be  
          directed to local nuisance abatement provisions, and that  
          nothing shall prompt local ordinances containing greater  
          standards or protections.

          This bill finds and declares that California is facing an  
          unprecedented threat to its state and local economies due  
          to high foreclosure rates adversely affecting property  
          values, and an estimated loss of $111 million in tax  
          revenues due to foreclosures and their spillover effects.   
          This bill further finds and declares the ability for  
          servicers and lenders to modify loans in the best interest  
          of investors, as specified.

          This bill additionally finds and declares that it is  
          essential to the economic health of California to  
          ameliorate the deleterious effects on the state and local  
          economies and housing market by modifying the foreclosure  
          process to require contact between lenders and borrowers,  
          and that act is necessary to avoid unnecessary foreclosures  
          to stabilize the economy and housing market.

          The provisions of this bill sunset on January 1, 2013.

          Provides that the bill is not intended to offset any local  
          just-cause eviction ordinance

          This bill contains a severability clause.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No

           SUPPORT  :   (Verified  1/22/08)

          AARP
          AnewAmerica Community Corporation
          ByDesign Financial Solutions
          Cabrillo Economic Development Corporation
          California Coalition for Rural Housing
          California Labor Federation, AFL-CIO
          California Reinvestment Coalition
          California State Association of Counties

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          Center for California Homeowner Association Law
          Center for Responsible Lending
          Chrysalis Consulting
          Coalition for Quality Credit Counseling
          Community Action Agency of Butte County, Inc.
          Community Housing Council of Fresno
          Community Housing Development Corporation of North Richmond
          Community Legal Services in East Palo Alto
          Consumer Action
          Consumer Federation of California
          Consumers Union
          Council on Aging Silicon Valley
          EPACT Education Fund
          Fair Housing Council of San Diego
          Fair Housing Council of the San Fernando Valley
          Fair Housing of Marin
          Fair Housing Napa Valley
          HelpIsOnTheWay
          Home Ownership Using Supportive Education
          Housing Authority of the County of Monterey
          Inland Fair Housing and Mediation Board;
          La Raza Centro Legal
          LULAC National Housing Commission, a subsidy of LULAC and  
            the California LULAC Housing Commission
          Mission Community Financial Assistance
          National Creditors Connection
          National Fair Housing Alliance
          Nehemiah Community Reinvestment Fund, Inc.
          Neighborhood Housing Services of the Inland Empire, Inc.
          Neighborhood Housing Services Silicon Valley
          Neighborhood Partnership Housing Services, Inc.
          NeighborWorks Homeownership Center
          Pacific Asian Consortium in Employment
          PODER
          Project Sentinel
          Sacramento Human Rights/Fair Housing Commission
          Sacramento Mutual Housing Association
          San Diego City County Reinvestment Task Force
          SCANPH; Self-Help Enterprises
          Sierra Planning and Housing Alliance, Inc.
          Tri-Valley Housing Opportunities Center
          Unity Council
          Visionary HomeBuilders
          Western Center on Law and Poverty

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          California Association of Community Organizations for  
          Reform Now

           OPPOSITION  :    (Verified  1/22/08)

          Apartment Association, California Southern Cities
          Apartment Association of Orange County
          United Trustees Association
          California Association of Realtors 
          California Bankers Association
          California Chamber of Commerce
          California Financial Services Association
          California Independent Bankers
          California Land Title Association
          California Mortgage Association
          California Mortgage Bankers Association
          Securities Industry and Financial Markets Association
          United Trustees Association

           ARGUMENTS IN SUPPORT  :    Senator Perata introduced this  
          bill to help people affected by the subprime mortgage  
          crisis stay in their homes and prevent neighborhoods  
          afflicted with foreclosures from becoming areas of blight.   
          According to Senator Perata, "The mortgage crisis is taking  
          a terrible toll on Oakland and the rest of California.  It  
          is crucial that we give homeowners the tools they need to  
          avoid foreclosure when possible because that's the best  
          outcome for everybody."  When he introduced the bill,  
          Senator Perata noted that seven of the nation's 16  
          metropolitan areas with the highest rates of foreclosures  
          are in California.  He stated that foreclosures are not  
          only devastating for the families who are forced from their  
          home, but for the neighborhoods and communities surrounding  
          them that can see vacancies increase, properties fall into  
          disrepair, and housing values decline.

          The Center for Responsible Lending, in support, notes:

          "The bill takes several important steps to reduce the  
          number of foreclosures sales by requiring enhances notice  
          to borrowers - in English or other languages, as  
          appropriate - and requiring lenders to hold face-to-face  
          meetings with borrowers to provide restructuring options  
          and taking steps to ensure that foreclosed properties do  

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          not contribute to neighborhood blight."

           ARGUMENTS IN OPPOSITION  :    Numerous trade associations  
          raise various concerns about the bill's workability.  The  
          associations assert that advance notice of an increased  
          payment will cause confusion due to inability to calculate  
          the exact increase.  The bill itself does not require an  
          exact calculation and, from a public policy standpoint, it  
          is preferable to provide advance warning than have an  
          increase payment take borrowers by surprise.

          The associations and the California Association of Realtors  
          also raise concerns about the in-person meeting in cases  
          where the borrower is unavailable, or the foreclosing  
          entity is out of state.  Under the bill, however, as long  
          as due diligence is used to contact the borrower, the  
          entity may file a Notice of Default and foreclose on the  
          property.  Considering that the Notice of Default is filed  
          in California, it does not appear excessive to require an  
          in-person meeting in the same state.

          Other concerns of the trade associations include that  
          providing notice of the Notice of Default violates the Fair  
          Debt Collection Practices Act, and that the nuisance  
          provision is unclear. 
           

          RJG:cm  1/23/08   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  SEE ABOVE

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