BILL ANALYSIS                                                                                                                                                                                                    



                                                                  SB 354
                                                                  Page  1

          Date of Hearing:   June 12, 2007

                   ASSEMBLY COMMITTEE ON BUSINESS AND PROFESSIONS
                                   Mike Eng, Chair
                    SB 354 (Margett) - As Amended:  March 26, 2007

           SENATE VOTE  :   38-1
           
          SUBJECT  :   Contractors:  aiding unlicensed persons.

           SUMMARY  :  Authorizes the Contractors State License Board (CSLB)  
          to issue to a licensee, who has aided and abetted an unlicensed  
          person, a citation, which includes an order for payment for the  
          financial injury caused by the acts of the unlicensed person.   
          Specifically,  this bill  :   

          1)Authorizes the Registrar of CSLB to issue a citation to a  
            licensee that contains an order to pay a specified sum to an  
            injured party if the Registrar finds that the licensee has  
            aided an unlicensed person in evading the Contractors State  
            License Law (Contractors Law) or allowed an unlicensed person  
            to use his or her license.  

          2)States that the sum paid to the injured party may include, but  
            is not limited to, payment for the injury caused by the  
            unlicensed person. 

           EXISTING LAW  :

          1)Provides for the licensing and regulation of contractors by  
            CSLB under the Contractors Law, and provides for CSLB to issue  
            contractor licenses to individuals, co-partnerships and  
            corporations.

          2)Authorizes the Registrar to take disciplinary action against a  
            licensee, including license suspension or revocation.

          3)Authorizes the Registrar to issue a citation, instead of  
            initiating disciplinary proceedings, to a licensee who acts in  
            violation of the Contractors Law.  The citation may include:

             a)   An order of correction fixing a reasonable time for  
               correction of the violation;

             b)   An order for payment by a licensee of a specified sum to  








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               an injured party; and,

             c)   An assessment of a civil penalty.

          4)Specifies that aiding or abetting an unlicensed person in  
            evading the Contractors Law, or allowing an unlicensed person  
            to use his or her license, is grounds for disciplinary action  
            against a licensed contractor.

           FISCAL EFFECT  :   Unknown

           


          COMMENTS  :   

           Purpose of this bill  .  CSLB states that some contractors allow  
          their license to be used by a non-licensee.  Often,  
          non-licensees who participate in this scheme cause financial  
          injury to consumers.  In such cases, the non-licensee may refuse  
          to correct work that is substandard and contrary to the building  
          codes or, on occasion, may take a down payment and never do any  
          work at all.  When CSLB establishes that a licensee has  
          permitted his or her license to be used, the consumer has no  
          recourse through CSLB relative to the financial injury.

           Background  .  CSLB is unique among the regulatory boards and  
          bureaus under the Department of Consumer Affairs in that it has  
          the authority to issue a citation that includes an order for  
          payment by a licensee of a specified sum to an injured party.   
          While typically boards and bureaus may issue a citation  
          containing an order of abatement, instructing the licensee to  
          correct the violation, and an assessment of a fine, they usually  
          do not have the authority to order the licensee to make  
          restitution by paying a specified amount to an injured consumer.  
           

          For most boards and bureaus, when a citation and fine is  
          assessed, the fine is paid to the board or bureau and is  
          deposited into the board or bureau's special fund and is subject  
          to appropriation by the Legislature for the operations of the  
          regulatory agency.  In these cases, in order for a financially  
          injured consumer to obtain restitution for damages caused by the  
          violation, the consumer must file a lawsuit through the civil  
          courts.  However, the Contractors Law allows CSLB to order the  








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          licensee to pay the injured party for the financial damages  
          caused by the violation. 

          In order to determine the financial damage to the consumer  
          caused by the licensee, as authorized under the Contractors Law,  
          CSLB contracts with licensed professionals (industry experts)  
          for the site investigation of consumer complaints.  These  
          industry experts undergo an extensive training program through  
          CSLB, and are able to independently make an estimate of the  
          costs to correct a violation by the licensee.  Typically, a  
          consumer is injured financially because of poor workmanship or  
          because the contractor abandons the project.  In these cases,  
          the industry expert determines how much it would cost over and  
          above the contracted price to complete the contract or to  
          correct the problem with the work.  

          While the law authorizes the Registrar to issue a citation  
          ordering the contractor to pay the consumer for the damage  
          caused by the licensed contractor's violation of the law, it is  
          not clear that this authority extends to damages by an  
          unlicensed person who is aided by a licensee.  It may be argued  
          that financial harm to a consumer by an unlicensed person, who  
          is aided by a licensee, is in fact financial harm caused by the  
          violation of the licensee and is therefore subject to this  
          provision.  However, CSLB believes that the law should be  
          amended to clarify that licensees may be held financially  
          accountable for financial damages when they aid and abet  
          unlicensed practice. 

           Support  .  The  Engineering Contractors' Association, the   
          California Fence Contractors' Association, the Marin Builders'  
          Exchange, the Flasher/Barricade Association, and the California  
          Chapter of the American Fence Contractors' Association, state  
          that the financial injuries to a consumer are the result of  
          activities that are otherwise subject to discipline under the  
          license law, such as poor workmanship, project abandonment, and  
          similar violations, and therefore they support CSLB requiring a  
          contractor who aids and abets an unlicensed contractor to make  
          restitution for the financial injuries caused by their illegal  
          activities.
           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          Contractors State License Board (sponsor)








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          California Spa and Pool Industry Education Council
          Engineering Contractors Association
          California Fence Contractors' Association
          Marin Builders' Exchange
          Flasher/Barricade Association
          Marin Fence Contractors' Association, California Chapter
           
            Opposition 
           
          None on file.

           Analysis Prepared by  :    Tracy Rhine / B. & P. / (916) 319-3301