BILL ANALYSIS                                                                                                                                                                                                    



                                                                  SB 1893
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          Date of Hearing:   June 22, 2004

                   ASSEMBLY COMMITTEE ON BUSINESS AND PROFESSIONS
                                  Lou Correa, Chair
                    SB 1893 (Burton) - As Amended:  June 14, 2004

           SENATE VOTE  :   33-3
           
          SUBJECT  :   Pawnbrokers and secondhand dealers: regulation.

           SUMMARY  :   Provides for the creation of an "electronic data  
          reporting system" within the Department of Justice (DOJ) to  
          record acquisition of "secondhand tangible personal property" by  
          dealers and pawnbrokers, prescribes fees for licensure of  
          dealers and pawnbrokers, and expands the scope of "secondhand  
          tangible personal property" items that are subject to the  
          reporting requirements of existing law.   Specifically,  this  
          bill  :   

          1)States legislative intent that the purpose for creating an  
            "electronic data reporting system" is to curtail the  
            dissemination of stolen property and the evasion of sales tax  
            and that licensing fees collected by DOJ are to provide for  
            the creation and operation of the "electronic data reporting  
            system."

          2)Provides for the creation of an "electronic data reporting  
            system" within DOJ which shall interface with other automated  
            systems within DOJ and receive transaction reports detailing  
            the acquisition of "secondhand tangible personal property," as  
            defined, once the Attorney General (AG) certifies that the  
            system is fully operational.  The AG shall report to the  
            Legislature by January 1, 2006 on the progress made in  
            creating the system, and the system shall be operational by  
            January 1, 2007 if certain conditions are met.  If possible,  
            the system shall receive all transaction reports  
            electronically by January 1, 2008.

          3)Charges the AG with maintaining the "electronic data reporting  
            system" and allows the AG to write regulations for that  
            purpose.  Access to the information in the system shall be  
            restricted to law enforcement agencies or officers that have  
            reason to believe a crime involving property has been  
            committed or that a seller, trader, pledgor, or consignor is  
            evading sales tax.  The DOJ or any local agency may not charge  








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            a fee for reporting transactions via the electronic data  
            reporting system.

          4)Extends existing licensure requirements for "secondhand  
            dealers" and "pawnbrokers," as defined, to "coin dealers" and  
            "business machine dealers," as defined.  

          5)Provides that any person engaging in the business of a  
            "secondhand dealer," "coin dealer," "business machine dealer,"  
            or "pawnbroker," as defined, shall be subject to the following  
            fees:

             a)   An initial license processing fee of $195 to be paid to  
               DOJ;

             b)   A license-issuing fee of $100 to be paid to DOJ;

             c)   A criminal background check processing fee of $32 to be  
               collected by the local licensing authority (e.g., a local  
               law enforcement agency) and forwarded to DOJ;

             d)   A biennial license renewal fee of $175 to be paid to  
               DOJ;

             e)   An additional license application processing fee of up  
               to $50 to be assessed by the local law enforcement agency  
               issuing the license and to be for the purpose of licensing  
               enforcement;  and,

             f)   A license renewal fee of up to $50 to be assessed by the  
               local law enforcement agency issuing the license and to be  
               for the purpose of licensing enforcement.

          6)States that all license processing and license renewal fees  
            paid to DOJ shall be deposited in the Electronic Data  
            Reporting System Fund, which this bill establishes, and shall  
            be for the purpose of running and maintaining the electronic  
            data reporting system created by this bill.

          7)Conforms sections of the Financial Code, relative to  
            pawnbrokers, to provisions of this bill so that pawnbrokers  
            are subject to the same licensing fees and penalties as  
            secondhand dealers, coin dealers, and business machine  
            dealers.









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          8)Expands the definition of "secondhand dealer" and "coin  
            dealer" to include franchisors, franchisees, auction houses,  
            and any other business entity.

          9)Excludes the following from the definition of "secondhand  
            dealer":

             a)   An auctioneer as long as that person does not take  
               possession of the property;

             b)   A charitable organization that receives secondhand  
               tangible personal property as a non-monetary donation;

             c)   A participant at a gun show who is not a "gun show  
               trader," as defined, or is not required to be licensed  
               pursuant to existing law regulating gun dealers;

             d)   Swap meet operators, as defined; and,

             e)   A person whose business is limited to the buying,  
               selling, trading, or accepting for sale on consignment  
               secondhand clothing that is not a fur or clothing  
               ornamented with precious stones or gems.

          10)Defines "business machine dealer" as any person, firm,  
            partnership, corporation, franchisor, franchisee, or other  
            business entity whose business includes the purchasing,  
            trading, or accepting for sale on consignment a "business  
            machine," as defined.

          11)Renames "tangible personal property" as "secondhand tangible  
            personal property" and expands that definition to include any  
            "business machine," as defined, any non-serialized but  
            identifiable item with a value of $250 or more, jewelry,  
            sterling silver, utensils, coin collections, precious metals,  
            stones, and gems.  Further states that this definition shall  
            remain in effect until the AG certifies that the electronic  
            data reporting system is operational and provides for the  
            repeal of that definition.  All items of property included in  
            this definition shall be subject to the reporting requirements  
            under existing law.

          12)Provides a definition of "secondhand tangible personal  
            property" that shall supersede the definition of "secondhand  
            tangible personal property" in paragraph (11) once the AG  








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            certifies that the "electronic data reporting system" is  
            operational.  This definition includes any item that may be  
            seen, weighed, measured, felt, or touched and that is acquired  
            by a secondhand dealer, coin dealer, business machine dealer,  
            or pawnbroker through sale, trade, pledge, or acceptance for  
            consignment or auction.

          13)Excludes from both definitions of "secondhand tangible  
            personal property" the following:

             a)   Chattel paper, documents of title, financial  
               instruments, and money securities;

             b)   New merchandise purchased by a secondhand dealer, coin  
               dealer, business machine dealer, or pawnbroker from a  
               manufacturer, distributor, or wholesaler;

             c)   Coins, monetized bullion, or commercial grade ingots of  
               gold, silver, or other precious metals; and,

             d)   A "business machine" that is taken for repair and that  
               is to be returned to its owner after repair.

          14)Requires a "secondhand dealer," "coin dealer," "business  
            machine dealer," or "pawnbroker," as defined, to report, as  
            specified, all "secondhand tangible personal property" that is  
            acquired by purchase, trade, or accepted for sale on  
            consignment or for auction unless the item is excluded from  
            either definition of "secondhand tangible personal property."   
            The report is to be made to the local licensing authority or  
            via the "electronic data reporting system" once that system  
            becomes operational.

          15)Requires the report to include a legible fingerprint of the  
            item's seller, trader, pledgor, or consignor to be affixed to  
            a form approved by DOJ or in an electronic format consistent  
            with the "electronic data reporting system."

          16)Requires a secondhand dealer to retain evidence of the  
            purchase of new merchandise from a manufacturer, distributor,  
            or wholesaler for one year from the date of purchase.  This  
            information is to be made available for inspection by any law  
            enforcement officer.

          17)Prohibits a secondhand dealer, coin dealer, business machine  








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            dealer, or pawnbroker from selling, buying, trading,  
            auctioning, accepting for auction, accepting for consignment,  
            or taking in pawn any item that possesses an altered or  
            obliterated serial number.

          18)Requires any person who advertises as a secondhand dealer,  
            coin dealer, or business machine dealer to comply with the  
            provisions of this bill and of existing law relative to  
            transaction reporting.

          19)Makes it a misdemeanor for any person to advertise as a  
            secondhand dealer, coin dealer, or business machine dealer, as  
            defined, unless that person is properly licensed.

           EXISTING LAW  :

          1)Defines a "secondhand dealer" as any person or entity taking  
            in pawn, trading, accepting for sale on consignment or for  
            auction, or auctioning any tangible personal property, as  
            defined.

          2)Defines a pawnbroker as a "person engaged in the business of  
            receiving goods in pledge for security for a loan."

          3)Defines "tangible personal property" as all secondhand  
            tangible personal property that bears a serial number,  
            personalized initials, or inscription or appears to have had a  
            serial number, personalized initials, or inscription at the  
            time that property is acquired by a secondhand dealer.  Any  
            tangible personal property received in pledge as a security  
            for a loan by a pawnbroker and all personal property commonly  
            sold by secondhand dealers that is statistically found to  
            constitute a "significant class of stolen goods" are also  
            considered "tangible personal property."  The AG generates the  
            list of which items constitute a "significant class of stolen  
            goods" and supplies it to local law enforcement agencies.

          4)Requires secondhand dealers, as defined, and pawnbrokers to be  
            licensed by local law enforcement agencies.  Licensure is  
            denied to any applicant with a history of property related  
            crime, and that denial lasts for a period of two years.  The  
            law permits the local licensing authority and DOJ to charge an  
            initial processing fee, but does not specify the amount of  
            that fee.  The fee for licensure renewal is not to exceed $12.









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          5)Provides that pawnbrokers and secondhand dealers shall report  
            daily on forms approved or provided by DOJ, all "tangible  
            personal property purchased," taken in trade, taken in pawn,  
            or accepted for sale on consignment or for auction, to local  
            law enforcement. The report shall include the following  
            information:

             a)   The name and current address and identification of the  
               intended seller or pledgor of the property; 

             b)   A complete and reasonably accurate description of  
               serialized or non-serialized property;

             c)   A certification by the intended seller or pledgor that  
               he or she is the owner of the property, or has the  
               authority of the owner to sell or pledge the property and  
               that any information provide is true and complete; and,

             d)    A legible fingerprint taken from the intended seller or  
               pledgor.

          6)Requires secondhand and coin dealers to hold for a period of  
            30 days any tangible personal property acquired before  
            disposing of that tangible personal property.  Pawnbrokers  
            must wait for a period of four months before disposing of  
            tangible personal property that is acquired.

          7)Provides that DOJ shall, in consultation with local law  
            enforcement, develop clear and comprehensive categories of  
            property subject to reporting requirements.  The categories  
            shall be incorporated by secondhand dealers and coin dealers  
            for reporting requirements.  DOJ and local law enforcement, in  
            consultation with secondhand dealer and coin dealer  
            representatives, shall develop a standard statewide format for  
            electronic reporting.  Twelve months after the format and the  
            categories have been developed, each secondhand dealer and  
            coin dealer shall make reports electronically.  Until that  
            time, each secondhand dealer and coin dealer may either  
            continue to report this information using existing forms and  
            procedures or may begin electronically reporting this  
            information under the reporting categories and using the new  
            format when it has been developed.

          8)Provides that a coin dealer who engages in less than 10  
            transactions each week in which he or she has purchased, taken  








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            in trade, taken in pawn, accepted for sale or consignment, or  
            accepted for auctioning "tangible personal property," shall  
            report the required information using a form developed by the  
            AG.  The dealer shall fax or mail the report to the chief of  
            police or sheriff.  A transaction shall consist of not more  
            than one item.  Where transactions increase to 10 per week,  
            the coin dealer shall electronically report his or her  
            transactions.

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   

           1)Purpose of this bill  .  According to the sponsor, provisions in  
            this bill will curtail the dissemination of stolen property,  
            encourage the rapid recovery of stolen property, and aid the  
            state in detecting possible sales tax evasion by creating an  
            electronic data reporting system in DOJ.  To provide funding  
            for the system, this bill expands the definition of secondhand  
            dealers who will be licensed by the state and also expands the  
            definition of tangible personal property.  The sponsor asserts  
            that this bill will implement the electronic reporting  
            requirements contained in SB 1520 (Schiff), Chapter 994,  
            Statutes of 2000.

           2)Support  .  Best Collateral, Inc. states that this bill will  
            facilitate the long-standing legislative goals to prevent the  
            theft of property and evasion of sales tax.  This bill is  
            designed to build on SB 1520, which sought to develop a  
            single, uniform, statewide database within DOJ that would be  
            used by law enforcement to help solve property crimes.  This  
            goal has not yet been achieved because SB 1520 did not provide  
            a funding vehicle; one of the major goals of this bill is to  
            provide that funding.  Further, the bill clarifies ambiguities  
            in the definition of secondhand dealers who should already be  
            licensed by the state and in the definition of reportable  
            tangible personal property.

          The Santa Maria Police Department states that the goal of  
            existing law to curtail the dissemination of stolen property  
            and facilitate the recovery of stolen property can only be  
            enhanced by the establishment of a statewide electronic data  
            reporting system.

           3)Opposition  .  The Attorney General's Office asserts that, under  








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            the provisions of this bill, secondhand dealers would end up  
            reporting items such as straw baskets, books, salt and pepper  
            shakers, and wall prints.  These items would simply clutter up  
            the existing "Automated Property System" making it more  
            cumbersome for law enforcement to use.  Also, according to the  
            AG, this bill only allows access to the "Automated Property  
            System" to investigate property crimes or tax evasion.

          The California Coin and Bullion Merchants Association (CCBMA)  
            notes that one section of the bill excludes coins, commercial  
            grade ingots and precious metals from its scope, but another  
            section attempts to regulate those same products with the  
            terms "coin collections" and "precious metals," without  
            defining those terms.  This ambiguity could cause severe  
            regulatory and enforcement problems.  CCBMA further notes that  
            this bill requires the licensing of all coin dealers, even if  
            they transact business exclusively in excluded merchandise,  
            and CCBMA asks, "why should such a dealer have to become  
            licensed when the only obvious purpose is to collect licensing  
            fees to fund the electronic data reporting program in which  
            the dealer does not participate?"

          eBay claims that this bill's "one-size-fits-all" approach would  
            unfairly discriminate against many legitimate sellers in  
            California.  This approach ignores the transparency inherent  
            in public markets outside the traditional pawnshop.  Resellers  
            of used goods typically publish or otherwise widely distribute  
            information about the goods they have for sale.  The current  
            version of this bill would impose onerous information  
            collection requirements-such as requiring the taking of a  
            fingerprint of every seller-that would needlessly burden the  
            vast majority of resellers and stifle the rapidly growing use  
            of the Internet by ordinary Californians seeking to resell  
            property.

          The Video Software Dealers Association argues that this bill  
            would effectively terminate the thriving market for used DVDs  
            and video games.  Since the purchase and trade of used DVDs  
            and video games is a small part of the overall business of  
            video stores, many stores would likely cease to purchase used  
            DVDs and video games because the requirements of this bill are  
            too burdensome.

           4)Related legislation  .  SB 1520 (Schiff), Chapter 994, Statutes  
            of 2000, requires secondhand and coin dealers to  








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            electronically report property acquisitions to local law  
            enforcement agencies on a form developed by the AG.  Coin  
            dealers that have 10 or fewer transactions per week are  
            exempted from the electronic reporting requirements.

           5)Committee staff notes the following technical problems with  
            this bill  .

             a)   On page 14, line 11, the word "secondhand" should be  
               included in front of "tangible personal property."

             b)   On page 21, line 21, the word "to" is repeated

             c)   On page 47, line 15, and page 48, line 11, the code  
               section number "21208" is used twice.  The reference on  
               page 48, line 11 is incorrect, as it states "Section 21208  
               is added to the Financial Code, to read," and Section 21208  
               already exists in current law and is amended on page 47 of  
               this bill.

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          Collateral Loan and Secondhand Dealers Association (sponsor)
          Best Collateral, Inc.
          City of Grover Beach Police Department
          City of Santa Maria Police Department
          San Bernardino County Office of the Sheriff
          Cindy Chavez, Councilmember, City of San Jose
          1 individual
           
            Opposition 
           
          A-Mark Financial Corporation
          AuctionDrop, Inc.
          California Attorney General
          California Coin and Bullion Merchants Association
          eBay, Inc.
          Expos Unlimited
          Home Consignment Center (Danville, CA)
          iSold It
          NetChoice
          PayPal
          Video Software Dealers Association








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          West Coast Peddler

           Analysis Prepared by  :    Pablo Garza / B. & P. / (916) 319-3301